Also included is the four step process of a risk management process that meets the standards outlined by the CFPB, FTC and other agencies through Dodd-Frank, and in support of existing federal regulations like GLBA.

Included are topics addressing:

  • Indemnification
  • Insurance
  • Complaint tracking
  • Expanded operational checklists include:
    • Required Documentation
    • Financial History
    • Information Technology
    • Operations Management

The Vendor Management Policy Manual is a complete policy, ready for personalization with your company or organization's name. You can even customize it to include your own internal policy.

Publishing Services

Publish your manual, including your company procedures, in AllRegs Online as an upgrade to your complete policy manual solution. Ask us how!



AllRegs' Vendor Management policy manual offers a wide variety of benefits:

  • Clearly identifies federal regulations surrounding vendor relationships
  • Reviews vendor relationships common to the mortgage industry
  • Educate your teams on risks associated with vendor relationships
    • Identifies nine types of business risk associated with vendors, including UDAAP
    • Provides a sample form to assist with risk assessment
  • Details steps for implementing a rigorous Vendor Relations Risk Management Process, including: Risk Assessment, Due Diligence and Vetting, Contract Requirements, and Comprehensive Monitoring
  • Outlines requirements surrounding Consumer Complaint Management for vendors
  • Establish a Vendor Management policy that can be adjusted or tailored to the needs of your organization

Policy Manual

Vendor Management Policy Manual From AllRegs